Описание
Business Training Audience
Business Owners
Board of Directors
Compliance Manager
Senior Executives
Head of Security
Head of IT
Head of Internal Control
Head of Internal Audit
Head of Risk Management
HR Director
Department Specialists
Business training on corporate compliance and compliance with European legislation will help solve practical problems:
Build a corporate compliance system that complies with EU standards (EU Compliance), including GDPR, anti-corruption, sanctions, and ESG requirements
Understand, learn how to implement, and maintain a compliance system that complies with key EU requirements and regulations, and integrate these requirements into the company’s business processes
Learn the requirements of key EU regulations
Learn how to manage the risks of non-compliance and data leakage
Master the practices of GDPR, anti-corruption, and sanctions Control
Prepare for external audits and ESG compliance integration
Main business training topics:
Fundamentals of corporate compliance
Goal: Develop a common understanding of the role and objectives of compliance in international business.
Topics:
What is compliance and why is it needed
Developing compliance in Europe: From financial control to ESG and legal standards
The role of compliance in the corporate governance system
Key standards: ISO 37301 (Compliance Management Systems), ISO 37001 (Anti-Bribery), OECD Guidelines
Risks of non-compliance with EU legislation
Interactive: Assess the current maturity level of your company’s compliance system
Key requirements of European legislation
Goal: Introduce the main EU regulations binding on businesses.
Topics:
EU General Data Protection Regulations and National Implementations
GDPR — Personal Data Protection
EU Whistleblower Directive — Whistleblower Protection
Anti-Bribery & Anti-Corruption Laws (including the UK Bribery Act, Sapin II, FCPA)
EU Sanctions Regulations — Sanctions Requirements
ESG and Corporate Sustainability Due Diligence Directive (CSDDD)
AML (Anti-Money Laundering) and KYC Procedures
Workshop: Cases of Non-Compliance with EU Regulations and Their Consequences for Companies
Building a Compliance Management System
Goal: To teach how to design a compliance system integrated with risk management and internal controls.
Topics:
Elements of a compliance system (based on ISO 37301):
Policy and standards
Compliance risk assessment
Procedures and controls
Training and communication
Monitoring, auditing, and improvement
Integrating compliance into business processes and corporate culture
Interaction with internal audit and the internal control system
Workshop: Developing a compliance risk map and control procedures
GDPR and data management
Goal: Understand how to ensure compliance with GDPR requirements and protect customer and employee data.
Topics:
Principles of Personal Data Processing
The Roles of Data Controller and Data Processor
Notifications, Consents, Data Storage, and Deletion
Data Breach Management and Incident Reporting
GDPR Audit Practices
Workshop: Case Study Analysis of Data Leaks and the Company’s Correct Actions
Anti-Corruption and Sanctions Requirements
Goal: To build a system for preventing violations in the area of corruption and sanctions.
Topics:
Zero Tolerance Corruption Policy
Due Diligence of Counterparties and Partners
Control of Gifts, Entertainment Expenses, and Conflicts of Interest
Sanctions Compliance: Counterparty Screening and Export Control
Integrating Anti-Corruption Measures into Corporate Culture
Workshop: Case Study: «Checking a Counterparty Against Sanctions Lists»
ESG Compliance and Corporate Sustainability
Goal: To demonstrate how compliance relates to sustainable development and EU ESG requirements.
Topics:
European ESG initiatives and directives (CSRD, EU Taxonomy, CSDDD)
Ethical and environmental standards of suppliers
Social and governance (G) aspects of ESG compliance
Integrating ESG controls into the compliance system
Reporting and disclosure
Interactive: Creating an ESG compliance matrix
Organizing and developing the compliance function
Goal: Learn how to manage the compliance function and improve its effectiveness.
Topics:
Roles and responsibilities: Compliance Officer, Data Protection Officer, Risk Manager
Developing policies, codes of conduct, and whistleblowing procedures
Training employees and fostering a culture of ethics
Assessing the effectiveness of the compliance system
Preparing for external audits
Workshop: Developing a compliance policy and the role of the Compliance Officer
Duration: 2 days
